Meet Ken Yap

Ken YapSan Jose, California

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• Financial Advisors can hold two different designations through the state or the SEC and FINRA: Investment Advisor Representative and/or a Broker Dealer Agent.
  Registered Titles: Broker-Dealer Agent
• Firm: Transamerica Financial Advisors, Inc
• An identification number for individual advisors.
  Individual CRD #: 4634927

Professional Bio

Employment Details

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Professional Bio

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Firm	Transamerica Financial Advisors, Inc Find Transamerica Financial Advisors, Inc Advisors
Current Office Employment Dates	1/6/12 - Present
Office Details	Registered Location
Firm CRD #	16164
State Registrations The state in which an individual is registered to practice as a financial advisor. Although they typically work out of one main office, many financial advisors are registered in multiple states.	California
Independent Contractor An advisor who is not employed by a firm or company is an independent contractor.	Yes

Contact Information Edit

Ken Yap - Transamerica Financial Advisors, Inc 1982 Senter Road San Jose, California 95112 Map DataMap data ©2013 Google - Terms of Use Map Data Map data ©2013 Google Map data ©2013 Google Report a map error

Current Office Address

1982 Senter Road San Jose, California, 95112 United States

Employment Details

Current Investment Advisor Firm*

Investment Advisor Firm	TRANSAMERICA FINANCIAL ADVISORS, INC.
Total Assets Under Management	$2,721,881,893
Number of Advisory Clients	100+
Average Balance in Accounts	$150,939
Advisor Fees	% of Assets Under Management Commissions Fixed Fees Hourly Charges

Current Broker Dealer Firm*

Firm	Transamerica Financial Advisors, Inc
Registrations	Registered Broker Dealer

Work History**

Firm Location Start Date End Date World Group Securities, Inc. San Jose, CA 8/26/03 1/6/12 World Group Securities, Inc. 8/26/03 Present Transamerica Financial Advisors, Inc San Jose, CA 1/6/12 Transamerica Financial Advisors, Inc San Jose, CA 1/6/12 Present