Saturday, June 29, 2013

Financial Services E Briefing


June 28, 2013
Volume XIII, Issue XL
FINANCIAL INSTITUTIONS
Software & Services eBriefing
Where’s the MEAF?

The NAIC recently approved proposed changes to replace the current MEAF methodology for determining risk based capital requirements for life companies. Is your firm prepared for these changes?

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FIX Protocol and the Global Trading Process

Recently, FIX Protocol Ltd. held their Canadian trading briefing at Toronto’s Board of Trade. FPL’s mission is to improve the global trading process by defining, managing, and promoting an open protocol for real-time, electronic communication between industry participants, while complementing other industry standards.

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FATCA: The Taxman Cometh

It’s easy to lose track of time if, like most fund managers, you’re being hit by a deluge of regulatory changes. However, almost all non-U.S. funds and fund managers will have to operate FATCA from January 1, 2014, now less than six months away.

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Congratulations! June 14 Puzzler Solvers:
Ben Weiner, HedgeOp Compliance
Blake Woodard, Woodard Insurance, LLP
Craig Einhorn, Allstate Investments
David Hippen, Missouri Dept of Insurance
David Schweizer, Mellon Capital
Diane Lloyd, AXA Equitable
Don Allen, SOA/EA Consulting, LLC
Don Bolstad, CNA Insurance
Edward Safran, CMA, CFM, Omega Options Trading Group
Ellen Kanner, Alternative Investment Group
Ellen Torrance, retired
J Robert Gamboa, Verazen Investments Group Inc.
Jeffrey P. Ricker, CFA, Dreadnought, Limited
Jim Mowery, Transamerica
Joanne Barsanti, MBA
Joe Lally, UBS
Josh Grzadzielewski, State Bank of Arcadia
Ken Scheinblum, KMarc Consulting, LLC
Kevin Strutz, Acuity
L K Havanur, Havanur & Associates
Manuel Lepe, MetLife

margie hogan, group one mortgage
Mark Evans, AEGON USA
Mark Seliber, MetLIfe
Michael R. Murray, ISO, a Verisk Analytics Company
Piyal S Goonetilleke, Consultant
Rick Fleissner, Amerisure Companies
Robert V. Gordon, CPA, JD, RVG Consulting Services LLC
Roger Hallquist, Transamerica Lilfe
Roger Mowrey, CSC
Sherree Wisel, CNA
Stefanie Harder, Transamerica Life
Stephen A. Edwards, Kilpatrick Townsend & Stockton LLP
Steve Cammarata, Transamerica Life
Steve Kirkpatrick, Centra Partners, LLC
Steve Loman, Gresham Partners
Teresa Wu Scott, Thomson Reuters
Theresa Fichtner, NW Preferred Federal Credit
Tim Kelley, Madison National Life Insurance Company
William F. Gibson, IVY Creek Assocaites


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