Ken Yap my friend and financial planner

Ken YapSan Jose, California

Save Review Edit

• Financial Advisors can hold two different designations through the state or the SEC and FINRA: Investment Advisor Representative and/or a Broker Dealer Agent.
  Registered Titles: Broker-Dealer Agent
• Firm: Transamerica Financial Advisors, Inc
• An identification number for individual advisors.
  Individual CRD #: 4634927

Professional Bio

Employment Details

Reviews

Professional Bio

Overview Edit

Firm	Transamerica Financial Advisors, Inc Find Transamerica Financial Advisors, Inc Advisors
Current Office Employment Dates	1/6/12 - Present
Office Details	Registered Location
Firm CRD #	16164
State Registrations The state in which an individual is registered to practice as a financial advisor. Although they typically work out of one main office, many financial advisors are registered in multiple states.	California
Independent Contractor An advisor who is not employed by a firm or company is an independent contractor.	Yes

Contact Information Edit

Ken Yap - Transamerica Financial Advisors, Inc 1982 Senter Road San Jose, California 95112 Map DataMap data ©2013 Google - Terms of Use Map Data Map data ©2013 Google Map data ©2013 Google Report a map error

Current Office Address

1982 Senter Road San Jose, California, 95112 United States

Employment Details

Current Investment Advisor Firm

Investment Advisor Firm	TRANSAMERICA FINANCIAL ADVISORS, INC.
Total Assets Under Management	$2,721,881,893
Number of Advisory Clients	100+
Average Balance in Accounts	$150,939
Advisor Fees	% of Assets Under Management Commissions Fixed Fees Hourly Charges

Current Broker Dealer Firm

Firm	Transamerica Financial Advisors, Inc
Registrations	Registered Broker